Know the Rules: How Plan Sponsors Can Work to Prevent Fiduciary Failures

In our latest Plan Talk podcast, Retirement Director Ben Rizzuto explains why it’s critical for plan sponsors to have a deliberate and documented process in place – and a clear understanding of ERISA rules – to help avoid unintentional fiduciary breaches.

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Know the Rules: How Plan Sponsors Can Work to Prevent Fiduciary Failures - Ben Rizzuto, CRPS®

Key Takeaways

  • In this podcast, we look at several key lawsuits involving plan sponsor fiduciary breaches to identify common themes.
  • The breaches identified in these cases include excessive recordkeeping costs, failure to follow a plan’s investment policy statement and prohibiting transfers out of company stock, among others.
  • Through a detailed analysis of each case, Ben Rizzuto offers important insights to help plan sponsors avoid common “Fiduciary Failures.”

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