Small/Mid Cap Growth Alpha ETF Holdings
Full Portfolio Holdings(As of 01/15/2021) |
Ticker | Cusip | Underlying Security | Strike Price | Quantity (Shares/ Par/ Units/ Contracts) | Notional Value | Market Value | Weight % |
|---|---|---|---|---|---|---|---|---|
| Royalty Pharma plc | RPRX US | G7709Q104 | - | - | 101,121 | - | $5,253,236 | 3.25 |
| Entegris Inc | ENTG US | 29362U104 | - | - | 46,510 | - | $5,003,081 | 3.09 |
| Scotts Miracle-Gro Co | SMG US | 810186106 | - | - | 22,091 | - | $4,879,681 | 3.02 |
| Bentley Systems Inc | BSY US | 08265T208 | - | - | 91,285 | - | $4,707,567 | 2.91 |
| Ubiquiti Inc | UI US | 90353W103 | - | - | 17,362 | - | $4,293,449 | 2.65 |
| Universal Display Corp | OLED US | 91347P105 | - | - | 16,618 | - | $4,164,471 | 2.57 |
| Paylocity Holding Corp | PCTY US | 70438V106 | - | - | 19,138 | - | $3,624,163 | 2.24 |
| Aspen Technology Inc | AZPN US | 045327103 | - | - | 23,892 | - | $3,387,886 | 2.09 |
| Amedisys Inc | AMED US | 023436108 | - | - | 11,010 | - | $3,235,729 | 2.00 |
| Jazz Pharmaceuticals PLC | JAZZ US | G50871105 | - | - | 18,697 | - | $3,135,674 | 1.94 |
| Bruker Corp | BRKR US | 116794108 | - | - | 51,383 | - | $3,033,652 | 1.88 |
| Ciena Corp | CIEN US | 171779309 | - | - | 54,447 | - | $2,902,570 | 1.80 |
| Quidel Corp | QDEL US | 74838J101 | - | - | 14,118 | - | $2,886,990 | 1.79 |
| Ionis Pharmaceuticals Inc | IONS US | 462222100 | - | - | 46,924 | - | $2,875,503 | 1.78 |
| Chemed Corp | CHE US | 16359R103 | - | - | 5,354 | - | $2,833,337 | 1.76 |
| PRA Health Sciences Inc | PRAH US | 69354M108 | - | - | 21,528 | - | $2,816,724 | 1.75 |
| Berry Global Group Inc | BERY US | 08579W103 | - | - | 52,907 | - | $2,801,955 | 1.74 |
| Penumbra Inc | PEN US | 70975L107 | - | - | 12,186 | - | $2,784,014 | 1.73 |
| Syneos Health Inc | SYNH US | 87166B102 | - | - | 34,901 | - | $2,632,233 | 1.63 |
| Euronet Worldwide Inc | EEFT US | 298736109 | - | - | 18,456 | - | $2,558,186 | 1.59 |
| Exelixis Inc | EXEL US | 30161Q104 | - | - | 104,118 | - | $2,470,200 | 1.53 |
| Alteryx Inc | AYX US | 02156B103 | - | - | 19,066 | - | $2,300,313 | 1.43 |
| Rollins Inc | ROL US | 775711104 | - | - | 60,433 | - | $2,250,525 | 1.40 |
| LHC Group Inc | LHCG US | 50187A107 | - | - | 10,601 | - | $2,232,783 | 1.38 |
| Concentrix Corp | CNXC US | 20602D101 | - | - | 18,185 | - | $2,186,383 | 1.36 |
| HEICO Corp | HEI US | 422806109 | - | - | 15,556 | - | $2,100,993 | 1.30 |
| HealthEquity Inc | HQY US | 42226A107 | - | - | 25,795 | - | $1,976,155 | 1.23 |
| Medpace Holdings Inc | MEDP US | 58506Q109 | - | - | 12,003 | - | $1,697,224 | 1.05 |
| Alarm.com Holdings Inc | ALRM US | 011642105 | - | - | 17,327 | - | $1,691,288 | 1.05 |
| National Beverage Corp | FIZZ US | 635017106 | - | - | 18,951 | - | $1,680,385 | 1.04 |
| Qualys Inc | QLYS US | 74758T303 | - | - | 13,765 | - | $1,651,594 | 1.02 |
| SYNNEX Corp | SNX US | 87162W100 | - | - | 18,185 | - | $1,591,551 | 0.99 |
| j2 Global Inc | JCOM US | 48123V102 | - | - | 16,085 | - | $1,531,131 | 0.95 |
| Graco Inc | GGG US | 384109104 | - | - | 20,594 | - | $1,514,483 | 0.94 |
| SPS Commerce Inc | SPSC US | 78463M107 | - | - | 12,457 | - | $1,332,774 | 0.83 |
| Livent Corp | LTHM US | 53814L108 | - | - | 57,981 | - | $1,303,413 | 0.81 |
| Trex Co Inc | TREX US | 89531P105 | - | - | 14,232 | - | $1,297,247 | 0.80 |
| Floor & Decor Holdings Inc | FND US | 339750101 | - | - | 12,084 | - | $1,239,335 | 0.77 |
| Five Below Inc | FIVE US | 33829M101 | - | - | 6,488 | - | $1,231,487 | 0.76 |
| Chewy Inc | CHWY US | 16679L109 | - | - | 10,961 | - | $1,184,994 | 0.73 |
| AMN Healthcare Services Inc | AMN US | 001744101 | - | - | 15,783 | - | $1,139,690 | 0.71 |
| Sirius XM Holdings Inc | SIRI US | 82968B103 | - | - | 189,738 | - | $1,100,480 | 0.68 |
| Corcept Therapeutics Inc | CORT US | 218352102 | - | - | 38,987 | - | $1,097,094 | 0.68 |
| Builders FirstSource Inc | BLDR US | 12008R107 | - | - | 25,201 | - | $1,029,965 | 0.64 |
| Medifast Inc | MED US | 58470H101 | - | - | 4,784 | - | $997,799 | 0.62 |
| IAA Inc | IAA US | 449253103 | - | - | 16,529 | - | $987,442 | 0.61 |
| Insight Enterprises Inc | NSIT US | 45765U103 | - | - | 12,382 | - | $979,664 | 0.61 |
| Appfolio Inc | APPF US | 03783C100 | - | - | 6,385 | - | $976,394 | 0.61 |
| Lithia Motors Inc | LAD US | 536797103 | - | - | 3,035 | - | $939,697 | 0.58 |
| Norwegian Cruise Line Holdings Ltd | NCLH US | G66721104 | - | - | 36,680 | - | $930,938 | 0.58 |
| Middleby Corp | MIDD US | 596278101 | - | - | 6,835 | - | $915,617 | 0.57 |
| SiteOne Landscape Supply Inc | SITE US | 82982L103 | - | - | 5,438 | - | $899,445 | 0.56 |
| Fox Corp | FOXA US | 35137L105 | - | - | 26,400 | - | $831,336 | 0.52 |
| BioTelemetry Inc | BEAT US | 090672106 | - | - | 11,497 | - | $830,658 | 0.52 |
| Avangrid Inc | AGR US | 05351W103 | - | - | 17,141 | - | $783,515 | 0.49 |
| Planet Fitness Inc | PLNT US | 72703H101 | - | - | 9,508 | - | $771,004 | 0.48 |
| TopBuild Corp | BLD US | 89055F103 | - | - | 3,838 | - | $768,483 | 0.48 |
| Ollie's Bargain Outlet Holdings Inc | OLLI US | 681116109 | - | - | 7,596 | - | $745,168 | 0.46 |
| Outset Medical Inc | OM US | 690145107 | - | - | 14,330 | - | $702,600 | 0.44 |
| Choice Hotels International Inc | CHH US | 169905106 | - | - | 6,444 | - | $684,288 | 0.42 |
| Leggett & Platt Inc | LEG US | 524660107 | - | - | 15,397 | - | $673,003 | 0.42 |
| EMCOR Group Inc | EME US | 29084Q100 | - | - | 6,752 | - | $662,371 | 0.41 |
| TriNet Group Inc | TNET US | 896288107 | - | - | 8,190 | - | $658,230 | 0.41 |
| Wyndham Hotels & Resorts Inc | WH US | 98311A105 | - | - | 10,826 | - | $657,680 | 0.41 |
| Texas Roadhouse Inc | TXRH US | 882681109 | - | - | 8,074 | - | $650,926 | 0.40 |
| GoodRx Holdings Inc | GDRX US | 38246G108 | - | - | 14,740 | - | $632,346 | 0.39 |
| Saia Inc | SAIA US | 78709Y105 | - | - | 3,215 | - | $624,675 | 0.39 |
| Fox Factory Holding Corp | FOXF US | 35138V102 | - | - | 4,848 | - | $603,818 | 0.37 |
| Exponent Inc | EXPO US | 30214U102 | - | - | 6,346 | - | $597,730 | 0.37 |
| Skechers USA Inc | SKX US | 830566105 | - | - | 15,756 | - | $577,615 | 0.36 |
| RBC Bearings Inc | ROLL US | 75524B104 | - | - | 3,086 | - | $573,934 | 0.36 |
| Allison Transmission Holdings Inc | ALSN US | 01973R101 | - | - | 13,850 | - | $565,634 | 0.35 |
| ASGN Inc | ASGN US | 00191U102 | - | - | 6,501 | - | $558,046 | 0.35 |
| Proto Labs Inc | PRLB US | 743713109 | - | - | 3,289 | - | $554,624 | 0.34 |
| frontdoor Inc | FTDR US | 35905A109 | - | - | 9,930 | - | $535,028 | 0.33 |
| Vivint Smart Home Inc | VVNT US | 928542109 | - | - | 23,064 | - | $532,317 | 0.33 |
| Simpson Manufacturing Co Inc | SSD US | 829073105 | - | - | 5,338 | - | $531,078 | 0.33 |
| Calavo Growers Inc | CVGW US | 128246105 | - | - | 7,175 | - | $525,856 | 0.33 |
| Supernus Pharmaceuticals Inc | SUPN US | 868459108 | - | - | 17,680 | - | $516,610 | 0.32 |
| FTI Consulting Inc | FCN US | 302941109 | - | - | 4,383 | - | $503,782 | 0.31 |
| Wingstop Inc | WING US | 974155103 | - | - | 3,449 | - | $499,933 | 0.31 |
| Aerojet Rocketdyne Holdings Inc | AJRD US | 007800105 | - | - | 9,499 | - | $498,318 | 0.31 |
| Shake Shack Inc | SHAK US | 819047101 | - | - | 4,454 | - | $495,552 | 0.31 |
| Castle Biosciences Inc | CSTL US | 14843C105 | - | - | 6,681 | - | $495,329 | 0.31 |
| Hexcel Corp | HXL US | 428291108 | - | - | 10,267 | - | $494,561 | 0.31 |
| John Bean Technologies Corp | JBT US | 477839104 | - | - | 3,900 | - | $492,336 | 0.31 |
| Parsons Corp | PSN US | 70202L102 | - | - | 12,381 | - | $479,888 | 0.30 |
| Simulations Plus Inc | SLP US | 829214105 | - | - | 6,688 | - | $476,119 | 0.30 |
| Warrior Met Coal Inc | HCC US | 93627C101 | - | - | 20,285 | - | $466,961 | 0.29 |
| Ebix Inc | EBIX US | 278715206 | - | - | 10,922 | - | $464,185 | 0.29 |
| National Vision Holdings Inc | EYE US | 63845R107 | - | - | 9,416 | - | $457,994 | 0.28 |
| Mission Produce Inc | AVO US | 60510V108 | - | - | 28,184 | - | $440,798 | 0.27 |
| Interpublic Group of Cos Inc | IPG US | 460690100 | - | - | 17,414 | - | $434,305 | 0.27 |
| Innoviva Inc | INVA US | 45781M101 | - | - | 34,027 | - | $432,823 | 0.27 |
| LPL Financial Holdings Inc | LPLA US | 50212V100 | - | - | 3,633 | - | $431,346 | 0.27 |
| UFP Industries Inc | UFPI US | 90278Q108 | - | - | 7,520 | - | $426,158 | 0.26 |
| Inhibrx Inc | INBX US | 45720L107 | - | - | 12,656 | - | $425,621 | 0.26 |
| LCI Industries | LCII US | 50189K103 | - | - | 2,923 | - | $414,248 | 0.26 |
| Vital Farms Inc | VITL US | 92847W103 | - | - | 16,025 | - | $411,522 | 0.26 |
| Insperity Inc | NSP US | 45778Q107 | - | - | 4,715 | - | $400,304 | 0.25 |
| National Research Corp | NRC US | 637372202 | - | - | 8,492 | - | $395,897 | 0.25 |
| Athene Holding Ltd | ATH US | G0684D107 | - | - | 8,773 | - | $389,258 | 0.24 |
| Installed Building Products Inc | IBP US | 45780R101 | - | - | 3,463 | - | $385,259 | 0.24 |
| Allegiant Travel Co | ALGT US | 01748X102 | - | - | 2,015 | - | $374,589 | 0.23 |
| MGP Ingredients Inc | MGPI US | 55303J106 | - | - | 6,874 | - | $362,878 | 0.22 |
| MDC Holdings Inc | MDC US | 552676108 | - | - | 7,538 | - | $361,899 | 0.22 |
| Ormat Technologies Inc | ORA US | 686688102 | - | - | 3,063 | - | $330,896 | 0.21 |
| Tactile Systems Technology Inc | TCMD US | 87357P100 | - | - | 6,518 | - | $328,507 | 0.20 |
| Inogen Inc | INGN US | 45780L104 | - | - | 7,422 | - | $326,345 | 0.20 |
| Western Alliance Bancorp | WAL US | 957638109 | - | - | 4,620 | - | $324,878 | 0.20 |
| Callaway Golf Co | ELY US | 131193104 | - | - | 10,944 | - | $295,488 | 0.18 |
| LGI Homes Inc | LGIH US | 50187T106 | - | - | 2,916 | - | $294,166 | 0.18 |
| LeMaitre Vascular Inc | LMAT US | 525558201 | - | - | 6,826 | - | $291,402 | 0.18 |
| Credit Acceptance Corp | CACC US | 225310101 | - | - | 809.00 | - | $287,171 | 0.18 |
| First Financial Bankshares Inc | FFIN US | 32020R109 | - | - | 6,535 | - | $261,204 | 0.16 |
| Vanda Pharmaceuticals Inc | VNDA US | 921659108 | - | - | 18,353 | - | $251,987 | 0.16 |
| Primerica Inc | PRI US | 74164M108 | - | - | 1,802 | - | $248,766 | 0.15 |
| Essent Group Ltd | ESNT US | G3198U102 | - | - | 5,151 | - | $247,763 | 0.15 |
| Comfort Systems USA Inc | FIX US | 199908104 | - | - | 4,473 | - | $245,434 | 0.15 |
| Evercore Inc | EVR US | 29977A105 | - | - | 1,862 | - | $221,150 | 0.14 |
| Kadant Inc | KAI US | 48282T104 | - | - | 1,415 | - | $215,986 | 0.13 |
| McGrath RentCorp | MGRC US | 580589109 | - | - | 2,963 | - | $215,410 | 0.13 |
| Skyline Champion Corp | SKY US | 830830105 | - | - | 6,581 | - | $214,146 | 0.13 |
| CyrusOne Inc | CONE US | 23283R100 | - | - | 2,895 | - | $209,395 | 0.13 |
| Bank OZK | OZK US | 06417N103 | - | - | 5,892 | - | $207,811 | 0.13 |
| Kinsale Capital Group Inc | KNSL US | 49714P108 | - | - | 1,039 | - | $206,034 | 0.13 |
| American Woodmark Corp | AMWD US | 030506109 | - | - | 2,089 | - | $201,923 | 0.13 |
| Cavco Industries Inc | CVCO US | 149568107 | - | - | 1,068 | - | $201,104 | 0.12 |
| STORE Capital Corp | STOR US | 862121100 | - | - | 6,314 | - | $194,850 | 0.12 |
| Boot Barn Holdings Inc | BOOT US | 099406100 | - | - | 3,354 | - | $191,111 | 0.12 |
| Patrick Industries Inc | PATK US | 703343103 | - | - | 2,714 | - | $189,573 | 0.12 |
| ShotSpotter Inc | SSTI US | 82536T107 | - | - | 4,060 | - | $188,181 | 0.12 |
| PennyMac Financial Services Inc | PFSI US | 70932M107 | - | - | 3,320 | - | $187,680 | 0.12 |
| Dave & Buster's Entertainment Inc | PLAY US | 238337109 | - | - | 5,514 | - | $185,601 | 0.12 |
| Napco Security Technologies Inc | NSSC US | 630402105 | - | - | 6,472 | - | $185,423 | 0.11 |
| Sterling Bancorp/DE | STL US | 85917A100 | - | - | 8,905 | - | $184,066 | 0.11 |
| Enstar Group Ltd | ESGR US | G3075P101 | - | - | 851.00 | - | $183,271 | 0.11 |
| LendingTree Inc | TREE US | 52603B107 | - | - | 601.00 | - | $182,073 | 0.11 |
| Marten Transport Ltd | MRTN US | 573075108 | - | - | 10,163 | - | $178,462 | 0.11 |
| XPEL Inc | XPEL US | 98379L100 | - | - | 3,208 | - | $177,531 | 0.11 |
| Vornado Realty Trust | VNO US | 929042109 | - | - | 4,599 | - | $177,337 | 0.11 |
| Selectquote Inc | SLQT US | 816307300 | - | - | 7,451 | - | $175,397 | 0.11 |
| Malibu Boats Inc | MBUU US | 56117J100 | - | - | 2,408 | - | $171,498 | 0.11 |
| GMS Inc | GMS US | 36251C103 | - | - | 5,253 | - | $170,985 | 0.11 |
| Houlihan Lokey Inc | HLI US | 441593100 | - | - | 2,361 | - | $165,482 | 0.10 |
| PGT Innovations Inc | PGTI US | 69336V101 | - | - | 7,248 | - | $164,095 | 0.10 |
| CubeSmart | CUBE US | 229663109 | - | - | 4,696 | - | $161,730 | 0.10 |
| Cohen & Steers Inc | CNS US | 19247A100 | - | - | 2,189 | - | $161,176 | 0.10 |
| Texas Capital Bancshares Inc | TCBI US | 88224Q107 | - | - | 2,312 | - | $158,210 | 0.10 |
| Hackett Group Inc | HCKT US | 404609109 | - | - | 10,641 | - | $153,550 | 0.10 |
| NV5 Global Inc | NVEE US | 62945V109 | - | - | 1,629 | - | $153,207 | 0.09 |
| M/I Homes Inc | MHO US | 55305B101 | - | - | 3,340 | - | $149,832 | 0.09 |
| Pacific Premier Bancorp Inc | PPBI US | 69478X105 | - | - | 4,325 | - | $149,429 | 0.09 |
| Construction Partners Inc | ROAD US | 21044C107 | - | - | 4,164 | - | $143,408 | 0.09 |
| Rexford Industrial Realty Inc | REXR US | 76169C100 | - | - | 2,976 | - | $141,836 | 0.09 |
| UFP Technologies Inc | UFPT US | 902673102 | - | - | 2,969 | - | $141,621 | 0.09 |
| Intrusion Inc | INTZ US | 46121E205 | - | - | 6,136 | - | $141,373 | 0.09 |
| Ameris Bancorp | ABCB US | 03076K108 | - | - | 3,184 | - | $140,414 | 0.09 |
| Independent Bank Group Inc | IBTX US | 45384B106 | - | - | 1,981 | - | $134,411 | 0.08 |
| Cargurus Inc | CARG US | 141788109 | - | - | 4,204 | - | $134,108 | 0.08 |
| GreenSky Inc | GSKY US | 39572G100 | - | - | 26,961 | - | $133,996 | 0.08 |
| Joint Corp | JYNT US | 47973J102 | - | - | 4,712 | - | $133,491 | 0.08 |
| Green Dot Corp | GDOT US | 39304D102 | - | - | 2,450 | - | $132,349 | 0.08 |
| Simmons First National Corp | SFNC US | 828730200 | - | - | 4,988 | - | $130,586 | 0.08 |
| Walker & Dunlop Inc | WD US | 93148P102 | - | - | 1,430 | - | $127,999 | 0.08 |
| Intelligent Systems Corp | INS US | 45816D100 | - | - | 3,150 | - | $127,607 | 0.08 |
| CoreSite Realty Corp | COR US | 21870Q105 | - | - | 1,029 | - | $125,991 | 0.08 |
| 1-800-Flowers.com Inc | FLWS US | 68243Q106 | - | - | 4,216 | - | $124,372 | 0.08 |
| IES Holdings Inc | IESC US | 44951W106 | - | - | 2,587 | - | $124,098 | 0.08 |
| Independent Bank Corp | INDB US | 453836108 | - | - | 1,511 | - | $120,306 | 0.07 |
| Cadence BanCorp | CADE US | 12739A100 | - | - | 5,773 | - | $118,404 | 0.07 |
| Palomar Holdings Inc | PLMR US | 69753M105 | - | - | 1,169 | - | $114,632 | 0.07 |
| Johnson Outdoors Inc | JOUT US | 479167108 | - | - | 1,031 | - | $113,317 | 0.07 |
| Axos Financial Inc | AX US | 05465C100 | - | - | 2,705 | - | $113,069 | 0.07 |
| STAG Industrial Inc | STAG US | 85254J102 | - | - | 3,588 | - | $109,793 | 0.07 |
| MarineMax Inc | HZO US | 567908108 | - | - | 2,513 | - | $106,853 | 0.07 |
| World Wrestling Entertainment Inc | WWE US | 98156Q108 | - | - | 2,084 | - | $105,930 | 0.07 |
| BancFirst Corp | BANF US | 05945F103 | - | - | 1,498 | - | $96,127 | 0.06 |
| Safehold Inc | SAFE US | 78645L100 | - | - | 1,276 | - | $95,598 | 0.06 |
| NMI Holdings Inc | NMIH US | 629209305 | - | - | 3,886 | - | $94,546 | 0.06 |
| Terreno Realty Corp | TRNO US | 88146M101 | - | - | 1,644 | - | $92,163 | 0.06 |
| Physicians Realty Trust | DOC US | 71943U104 | - | - | 5,006 | - | $89,808 | 0.06 |
| PJT Partners Inc | PJT US | 69343T107 | - | - | 1,090 | - | $86,611 | 0.05 |
| eHealth Inc | EHTH US | 28238P109 | - | - | 1,187 | - | $84,348 | 0.05 |
| Seacoast Banking Corp of Florida | SBCF US | 811707801 | - | - | 2,527 | - | $84,149 | 0.05 |
| FB Financial Corp | FBK US | 30257X104 | - | - | 2,162 | - | $79,648 | 0.05 |
| Blue Bird Corp | BLBD US | 095306106 | - | - | 3,325 | - | $74,447 | 0.05 |
| Triumph Bancorp Inc | TBK US | 89679E300 | - | - | 1,139 | - | $67,053 | 0.04 |
| Eagle Bancorp Inc | EGBN US | 268948106 | - | - | 1,477 | - | $66,495 | 0.04 |
| Veritex Holdings Inc | VBTX US | 923451108 | - | - | 2,274 | - | $65,378 | 0.04 |
| Broadmark Realty Capital Inc | BRMK US | 11135B100 | - | - | 6,061 | - | $63,580 | 0.04 |
| Marine Products Corp | MPX US | 568427108 | - | - | 3,936 | - | $61,953 | 0.04 |
| Meta Financial Group Inc | CASH US | 59100U108 | - | - | 1,533 | - | $60,109 | 0.04 |
| Silvergate Capital Corp | SI US | 82837P408 | - | - | 854.00 | - | $58,106 | 0.04 |
| TriCo Bancshares | TCBK US | 896095106 | - | - | 1,364 | - | $55,638 | 0.03 |
| Enterprise Financial Services Corp | EFSC US | 293712105 | - | - | 1,430 | - | $53,539 | 0.03 |
| CareTrust REIT Inc | CTRE US | 14174T107 | - | - | 2,302 | - | $51,657 | 0.03 |
| StepStone Group Inc | STEP US | 85914M107 | - | - | 1,339 | - | $50,159 | 0.03 |
| First Bancorp/Southern Pines NC | FBNC US | 318910106 | - | - | 1,312 | - | $47,927 | 0.03 |
| First Foundation Inc | FFWM US | 32026V104 | - | - | 2,044 | - | $43,639 | 0.03 |
| Legacy Housing Corp | LEGH US | 52472M101 | - | - | 2,810 | - | $41,813 | 0.03 |
| OneWater Marine Inc | ONEW US | 68280L101 | - | - | 1,208 | - | $40,528 | 0.03 |
| Merchants Bancorp/IN | MBIN US | 58844R108 | - | - | 1,317 | - | $40,234 | 0.02 |
| TPG RE Finance Trust Inc | TRTX US | 87266M107 | - | - | 3,519 | - | $37,125 | 0.02 |
| Preferred Bank/Los Angeles CA | PFBC US | 740367404 | - | - | 683.00 | - | $35,338 | 0.02 |
| Allegiance Bancshares Inc | ABTX US | 01748H107 | - | - | 937.00 | - | $34,182 | 0.02 |
| Horizon Bancorp Inc/IN | HBNC US | 440407104 | - | - | 2,010 | - | $33,869 | 0.02 |
| Nicolet Bankshares Inc | NCBS US | 65406E102 | - | - | 462.00 | - | $33,384 | 0.02 |
| First Bancshares Inc | FBMS US | 318916103 | - | - | 981.00 | - | $32,373 | 0.02 |
| CBTX Inc | CBTX US | 12481V104 | - | - | 1,138 | - | $31,329 | 0.02 |
| Curo Group Holdings Corp | CURO US | 23131L107 | - | - | 1,873 | - | $29,650 | 0.02 |
| QCR Holdings Inc | QCRH US | 74727A104 | - | - | 725.00 | - | $29,616 | 0.02 |
| Byline Bancorp Inc | BY US | 124411109 | - | - | 1,768 | - | $28,712 | 0.02 |
| CrossFirst Bankshares Inc | CFB US | 22766M109 | - | - | 2,392 | - | $28,584 | 0.02 |
| Newmark Group Inc | NMRK US | 65158N102 | - | - | 3,825 | - | $27,119 | 0.02 |
| TriState Capital Holdings Inc | TSC US | 89678F100 | - | - | 1,367 | - | $27,094 | 0.02 |
| Altabancorp | ALTA US | 021347109 | - | - | 863.00 | - | $26,839 | 0.02 |
| Heritage Commerce Corp | HTBK US | 426927109 | - | - | 2,745 | - | $26,695 | 0.02 |
| NexPoint Residential Trust Inc | NXRT US | 65341D102 | - | - | 592.00 | - | $25,172 | 0.02 |
| Granite Point Mortgage Trust Inc | GPMT US | 38741L107 | - | - | 2,532 | - | $24,611 | 0.02 |
| Cambridge Bancorp | CATC US | 132152109 | - | - | 317.00 | - | $23,895 | 0.01 |
| Midland States Bancorp Inc | MSBI US | 597742105 | - | - | 1,030 | - | $20,672 | 0.01 |
| Business First Bancshares Inc | BFST US | 12326C105 | - | - | 947.00 | - | $20,171 | 0.01 |
| Farmers National Banc Corp | FMNB US | 309627107 | - | - | 1,295 | - | $18,091 | 0.01 |
| Metrocity Bankshares Inc | MCBS US | 59165J105 | - | - | 1,177 | - | $17,584 | 0.01 |
| Red River Bancshares Inc | RRBI US | 75686R202 | - | - | 336.00 | - | $17,543 | 0.01 |
| Sciplay Corp | SCPL US | 809087109 | - | - | 1,021 | - | $17,398 | 0.01 |
| BG Staffing Inc | BGSF US | 05544A109 | - | - | 1,269 | - | $17,309 | 0.01 |
| Bridgewater Bancshares Inc | BWB US | 108621103 | - | - | 1,296 | - | $17,302 | 0.01 |
| RBB Bancorp | RBB US | 74930B105 | - | - | 904.00 | - | $16,254 | 0.01 |
| Guaranty Bancshares Inc/TX | GNTY US | 400764106 | - | - | 502.00 | - | $16,089 | 0.01 |
| Capstar Financial Holdings Inc | CSTR US | 14070T102 | - | - | 1,005 | - | $15,648 | 0.01 |
| Enterprise Bancorp Inc/MA | EBTC US | 293668109 | - | - | 546.00 | - | $15,425 | 0.01 |
| Pure Cycle Corp | PCYO US | 746228303 | - | - | 1,324 | - | $14,961 | 0.01 |
| Metropolitan Bank Holding Corp | MCB US | 591774104 | - | - | 380.00 | - | $14,831 | 0.01 |
| Educational Development Corp | EDUC US | 281479105 | - | - | 972.00 | - | $14,055 | 0.01 |
| Southern First Bancshares Inc | SFST US | 842873101 | - | - | 354.00 | - | $13,732 | 0.01 |
| Civista Bancshares Inc | CIVB US | 178867107 | - | - | 729.00 | - | $13,654 | 0.01 |
| Investors Title Co | ITIC US | 461804106 | - | - | 87.00 | - | $12,907 | 0.01 |
| MVB Financial Corp | MVBF US | 553810102 | - | - | 540.00 | - | $12,463 | 0.01 |
| Coastal Financial Corp/WA | CCB US | 19046P209 | - | - | 547.00 | - | $11,750 | 0.01 |
| Genie Energy Ltd | GNE US | 372284208 | - | - | 1,366 | - | $11,215 | 0.01 |
| FS Bancorp Inc | FSBW US | 30263Y104 | - | - | 195.00 | - | $11,082 | 0.01 |
| Northeast Bank | NBN US | 66405S100 | - | - | 412.00 | - | $10,753 | 0.01 |
| First Choice Bancorp | FCBP US | 31948P104 | - | - | 537.00 | - | $10,418 | 0.01 |
| FVCBankcorp Inc | FVCB US | 36120Q101 | - | - | 618.00 | - | $9,641 | 0.01 |
| Parke Bancorp Inc | PKBK US | 700885106 | - | - | 543.00 | - | $9,611 | 0.01 |
| Unity Bancorp Inc | UNTY US | 913290102 | - | - | 486.00 | - | $9,584 | 0.01 |
| Spark Energy Inc | SPKE US | 846511103 | - | - | 812.00 | - | $8,810 | 0.01 |
| US DOLLAR, 0.00%, 04/16/20 | USD | - | - | - | -112,253 | - | $28,488 | 0.02 |
| Esquire Financial Holdings Inc | ESQ US | 29667J101 | - | - | 351.00 | - | $7,898 | 0.00 |
| Level One Bancorp Inc | LEVL US | 52730D208 | - | - | 354.00 | - | $7,246 | 0.00 |
| Mackinac Financial Corp | MFNC US | 554571109 | - | - | 483.00 | - | $6,487 | 0.00 |
| Safeguard Scientifics Inc | SFE US | 786449207 | - | - | 957.00 | - | $6,307 | 0.00 |
| MainStreet Bancshares Inc | MNSB US | 56064Y100 | - | - | 345.00 | - | $6,151 | 0.00 |
| Plumas Bancorp | PLBC US | 729273102 | - | - | 238.00 | - | $5,867 | 0.00 |
| OP Bancorp | OPBK US | 67109R109 | - | - | 691.00 | - | $5,286 | 0.00 |
| Akazoo SA | SONG US | L0164E108 | - | - | 851.00 | - | $146 | 0.00 |
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Please consider the charges, risks, expenses and investment objectives carefully before investing. Please see a prospectus or, if available, a summary prospectus containing this and other information. Read it carefully before you invest or send money.
Holdings are subject to change without notice.
Janus Henderson publishes this listing of identities and quantities of each position held by the fund on each business day, before commencement of trading. Securities are reported at market value.
The portfolio data and its presentation here is based on the investment book of record and may differ from the accounting book of record and complete schedules of investments in regulatory filings due to differing accounting and reporting standards.
ETFs distributed by ALPS Distributors, Inc. ALPS is not affiliated with Janus Henderson or any of its subsidiaries.
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