Status under the EU Sustainable Finance Disclosure Regulation (SFDR)

駿利亨德森遠見基金 - 生物科技基金

Legal entity identifier: 213800AV3O5CVAEQM982

A. Summary

The Fund is categorised as one which meets the provisions set out in Article 8 of SFDR as a product which promotes environmental and/or social characteristics and invests in companies with good governance practices. Whilst the Fund does not have as its objective a sustainable investment, it will have a minimum proportion of 10% of sustainable investments with a social objective and an environmental objective in economic activities that do not qualify as environmentally sustainable under the EU Taxonomy.

The Fund promotes the following characteristics:-

• 把獲得最差ESG評級的企業發行人的持倉比例降至最低。
• 支持《聯合國全球契約原則》（涵蓋人權、勞工、貪污和環境污染等議題）。

本基金並未使用參考基準以實現其環境或社會特點。

The Fund seeks long-term growth of capital by investing in equities (also known as company shares) of biotechnology and biotechnology-related companies.

下述投資策略的具約束力元素作為篩選條件而實施，利用第三方數據提供商持續編入指令管理系統的合規模組中。排除篩選同時按交易前及交易後基準實施，以協助阻止擬對排除證券進行的任何交易，並在第三方數據定期更新時識別持倉狀況的任何變化。

已就參與公司事務活動協定參與公司事務計劃，並會定期進行檢討，包括24個月期間內參與公司事務計劃的實施進度。

The Investment Manager will, based on ratings by MSCI – https://www.msci.com/, or equivalent:

• Apply screens to ensure at least 70% of the portfolio’s equity holdings are invested in corporate issuers with an ESG risk rating of BB or higher.
• Engage with issuers in breach of UNGC principles and will only invest or continue to be invested if it considers through such engagement that they are on track to improve. If the issuer does not achieve a “pass” rating within 24 months, it will divest and screens will be applied to exclude the issuer.

The Fund also applies the Firmwide Exclusions Policy (see “Firmwide Exclusions” in the "JHI Responsible Investment Policy”), which includes controversial weapons.

就AMF原則而言，額外財務分析或評級應高於：

1. 90% for equities issued by large capitalisation companies whose registered office is located in "developed" countries, debt securities and money market instruments with an investment grade credit rating, sovereign debt issued by developed countries;
2. 75% for equities issued by large capitalisations whose registered office is located in "emerging" countries, equities issued by small and medium capitalisations, debt securities and money market instruments with a high yield credit rating and sovereign debt issued by "emerging" countries

若投資經理認為第三方數據可能不充分或不準確，則可能會把根據第三方數據或篩選不符合上述準則之持倉納入本基金。

JHI has chosen MSCI’s as its primary data source for ESG (Environmental, Social and Governance) research.

Where coverage gaps are identified, specialist ESG Data vendors or inhouse research may be used to complement the ESG research. This ensures helps ensure that consistent data and methodologies are used given an ESG measure per security type and hence can be compared correctly in the portfolio construction process.

The JHI Responsible Investment Policy sets out the firmwide approach to ESG Integration Principles, including JHI’s Responsible Investment Principles for long-term investment success, our approaches to Stewardship and Engagement and Baseline Exclusions applied to investee companies.