Forms and Applications

Name of form or application	Description
Inheriting a Traditional/SEP IRA-Spouse Beneficiary	Use this form to establish an account when the original IRA owner is deceased and you have been designated as the beneficiary. Each beneficiary must complete a separate claim form.
Inheriting a Trust Account – Deceased Trustee	Use this form to change ownership from a deceased trustee on a trust account.
Inheriting a Roth IRA	Use this form to establish an account when the original IRA owner is deceased and you have been designated as the beneficiary. Each beneficiary must complete a separate claim form.
Cost Basis Election Form	Use this form to update the cost basis method for Covered Shares (shares purchased after January 1, 2012) on your non-retirement accounts held at Janus Henderson.
Direct Rollover Form	Initiate a direct rollover of a distribution from your prior employer's qualified retirement plan to a new or existing Janus Henderson IRA or Roth IRA.
Account Application	Establish a regular (non-retirement) account at Janus Henderson.
No Signature Guarantee Letter of Instruction	Use this letter of Instruction to submit a written request to Janus Henderson.
Signature Guarantee Letter of Instruction	Use this letter of instruction for requests requiring a signature guarantee.
2019 Rollover/Transfer Bonus Contract	Complete this form to sign up for the Janus Henderson Rollover/Transfer Bonus Program.
2019 Investment Bonus Contract	Complete this form to sign up for the Janus Henderson Investment Bonus Program.
Use this form to add or change beneficiaries on your 403(b)(7) account(s).	Use this form to add or change beneficiaries on your 403(b)(7) account(s).
Certification of Beneficial Owner of Legal Entity Customers	This form must be completed by the person opening a new account on behalf of a legal entity.