Forms and Applications

Name of form or application	Description
Qualified Retirement Plan Contribution Form	Use this form to make a contribution to a Profit Sharing Plan or Money Purchase Pension Plan in a new or existing account.
Re-Register a Joint Non-Retirement Account	Use these forms to add a new owner(s) to an joint account or transfer a joint account to a new owner(s).
Re-Register a Minor Custodial Account	Change a custodial account into an individual account when the minor reaches the age of legal termination.
Re-Register a Minor Custodial Account (Former Minor only)	DocuSign Form - Use this form to change a custodial account into an individual account when the minor reaches the age of legal termination.
Re-Register an Individual Non-Retirement Account	Use these forms to add a new owner(s) to an individual account or transfer an individual account to a new owner(s).
Recharacterize an IRA Contribution	Change your existing IRA contribution from one type of IRA to another (such as from a Traditional IRA to a Roth IRA or vice versa).
Referral Contract	Complete this form to sign up for the Janus Henderson Referral Program.
Required Minimum Distributions Form	Complete this form to distribute your Required Minimum Distribution (RMD) at Janus Henderson.
Share Conversion/Transfer Form	Use this form to transfer your retirement or non-retirement Janus Henderson fund(s) held at another institution to Class D Shares held directly at Janus Henderson.
Trading Privileges Form	Use this form to authorize a person other than the account owner to trade on your Janus Henderson account.
Trading Privileges Form (Individual)	DocuSign Form - Use this form to authorize a person other than the account owner to trade on your Individual Janus Henderson account.
Transfer an IRA from another Institution	Transfer an IRA from another institution to Janus Henderson. If opening a new Janus Henderson account to receive the transfer, also complete an IRA Application.