For institutional investors in the UK

Summary of investor rights

What protections are available if a Janus Henderson Fund is unable to pay out or Henderson Management S.A. becomes insolvent?

For investor protection, assets owned by the funds are held with a separate company, a depositary, so a fund’s ability to meet redemption requests would not be affected by the insolvency of Henderson Management S.A.  If a fund is terminated or wound up, the assets will be liquidated and you will receive an appropriate share of any proceeds but you may lose part or all of your investment.

Investors should note that not all regulatory protections provided under their relevant regulatory regime may apply and there may be no right to compensation, if such a compensation scheme exists under their regulatory regime.

Shareholder Rights

If you are a shareholder in the Fund and these units are registered in your name on the shareholder register, you will have certain shareholder rights which you can exercise. More details on shareholder rights are set out in the Prospectus and incorporation documents for the Fund.

Investor Rights Under your Contract with the Fund

As an investor in a UCITS fund, and depending on how you invested, you may have certain investor rights arising under contract between yourself and the Fund. For further details on these rights please refer in particular to the Prospectus and to the contractual documentation which you completed in order to make your investment.

How can I complain?

JANUS HENDERSON HORIZON FUND and JANUS HENDERSON FUND

Should you wish to complain about the operation or marketing provided to you by Janus Henderson Investors, you can do so by contacting the Compliance officer by post at Henderson Management S.A at 2 Rue de Bitbourg, L-1273 Luxembourg. Our Complaints Handling Policy is available on the website www.janushenderson.com.

If the investor does not receive an answer or a satisfactory answer within one month from the date at which the complaint was sent to Henderson Management S.A., the investor may bring a claim before the Commission de Surveillance du Secteur Financier, 283, route d’Arlon, L-2991 Luxembourg, either by post addressed to the CSSF, 283, route d’Arlon, L-2991 Luxembourg or by email at the following address: reclamation@cssf.lu. The request must be filed with the CSSF within one year after the complaint has been filed initially with HMSA.

JANUS HENDERSON CAPITAL FUND

Should you wish to complain about the operation or marketing provided to you by Janus Henderson Investors, you can do so by contacting the Compliance officer by post at Henderson Management S.A at 2 Rue de Bitbourg, L-1273 Luxembourg. Our Complaints Handling Policy is available on the website www.janushenderson.com.

If the investor is not satisfied with the response, it can either be referred to the CSSF under regulation 16-07 on out-of-court resolutions of customer complaints or the Financial Services and Pensions Ombudsman (FSPO) in Ireland. The FSPO is an independent body that helps to resolve disputes and complaints with financial service providers. Further information on how to submit a complaint to the CSSF or the FSPO can be found on:

https://www.cssf.lu/en/customer-complaints/

https://www.fspo.ie/make-a-complaint/

Other information

Janus Henderson Investors is the name under which investment products and services are provided by Janus Capital International Limited (reg no. 3594615), Henderson Global Investors Limited (reg. no. 906355), Henderson Investment Funds Limited (reg. no. 2678531), Henderson Equity Partners Limited (reg. no.2606646), (each registered in England and Wales at 201 Bishopsgate, London EC2M 3AE and regulated by the Financial Conduct Authority) and Henderson Management S.A. (reg no. B22848 at 2 Rue de Bitbourg, L-1273, Luxembourg and regulated by the Commission de Surveillance du Secteur Financier).

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