Small/Mid Cap Growth Alpha ETF Holdings
Full Portfolio Holdings(As of 10/20/2020) |
Ticker | Cusip | Underlying Security | Strike Price | Quantity (Shares/ Par/ Notional/ Units/ Contracts) | Notional Value | Market Value | Weight % |
|---|---|---|---|---|---|---|---|---|
| Monolithic Power Systems Inc | MPWR US | 609839105 | - | - | 13,062 | - | $4,126,547 | 3.42 |
| Ubiquiti Inc | UI US | 90353W103 | - | - | 19,199 | - | $3,799,866 | 3.15 |
| Entegris Inc | ENTG US | 29362U104 | - | - | 44,697 | - | $3,603,472 | 2.98 |
| Horizon Therapeutics Plc | HZNP US | G46188101 | - | - | 46,451 | - | $3,451,774 | 2.86 |
| Paylocity Holding Corp | PCTY US | 70438V106 | - | - | 17,841 | - | $3,393,537 | 2.80 |
| Royalty Pharma plc | RPRX US | G7709Q104 | - | - | 84,327 | - | $3,380,669 | 2.79 |
| Berry Global Group Inc | BERY US | 08579W103 | - | - | 67,703 | - | $3,379,057 | 2.79 |
| ABIOMED Inc | ABMD US | 003654100 | - | - | 11,343 | - | $3,148,023 | 2.60 |
| Aspen Technology Inc | AZPN US | 045327103 | - | - | 22,451 | - | $2,960,164 | 2.44 |
| Universal Display Corp | OLED US | 91347P105 | - | - | 15,615 | - | $2,958,574 | 2.44 |
| Bill.Com Holdings Inc | BILL US | 090043100 | - | - | 26,069 | - | $2,942,147 | 2.43 |
| Quidel Corp | QDEL US | 74838J101 | - | - | 10,707 | - | $2,671,289 | 2.20 |
| SYNNEX Corp | SNX US | 87162W100 | - | - | 17,072 | - | $2,513,169 | 2.07 |
| Alteryx Inc | AYX US | 02156B103 | - | - | 17,737 | - | $2,474,844 | 2.04 |
| Rollins Inc | ROL US | 775711104 | - | - | 36,776 | - | $2,197,366 | 1.81 |
| Jazz Pharmaceuticals PLC | JAZZ US | G50871105 | - | - | 14,156 | - | $2,101,034 | 1.73 |
| Ciena Corp | CIEN US | 171779309 | - | - | 50,939 | - | $2,075,764 | 1.71 |
| Amedisys Inc | AMED US | 023436108 | - | - | 8,287 | - | $2,051,364 | 1.69 |
| Chemed Corp | CHE US | 16359R103 | - | - | 4,063 | - | $1,977,421 | 1.63 |
| Penumbra Inc | PEN US | 70975L107 | - | - | 9,216 | - | $1,959,137 | 1.62 |
| PRA Health Sciences Inc | PRAH US | 69354M108 | - | - | 16,326 | - | $1,781,820 | 1.47 |
| LHC Group Inc | LHCG US | 50187A107 | - | - | 8,063 | - | $1,781,197 | 1.47 |
| Exelixis Inc | EXEL US | 30161Q104 | - | - | 78,871 | - | $1,756,457 | 1.45 |
| Ionis Pharmaceuticals Inc | IONS US | 462222100 | - | - | 35,658 | - | $1,690,189 | 1.40 |
| National Beverage Corp | FIZZ US | 635017106 | - | - | 19,154 | - | $1,673,868 | 1.38 |
| Euronet Worldwide Inc | EEFT US | 298736109 | - | - | 17,335 | - | $1,643,185 | 1.36 |
| Sirius XM Holdings Inc | SIRI US | 82968B103 | - | - | 280,730 | - | $1,628,234 | 1.34 |
| Syneos Health Inc | SYNH US | 87166B102 | - | - | 26,618 | - | $1,578,447 | 1.30 |
| HEICO Corp | HEI US | 422806109 | - | - | 13,448 | - | $1,492,325 | 1.23 |
| Summit Materials Inc | SUM US | 86614U100 | - | - | 70,479 | - | $1,373,636 | 1.13 |
| Fortune Brands Home & Security Inc | FBHS US | 34964C106 | - | - | 15,500 | - | $1,358,265 | 1.12 |
| Etsy Inc | ETSY US | 29786A106 | - | - | 8,926 | - | $1,292,396 | 1.07 |
| Qualys Inc | QLYS US | 74758T303 | - | - | 13,011 | - | $1,284,966 | 1.06 |
| Graco Inc | GGG US | 384109104 | - | - | 18,705 | - | $1,219,192 | 1.01 |
| Medpace Holdings Inc | MEDP US | 58506Q109 | - | - | 9,038 | - | $1,084,741 | 0.90 |
| Pool Corp | POOL US | 73278L105 | - | - | 2,997 | - | $1,065,823 | 0.88 |
| HealthEquity Inc | HQY US | 42226A107 | - | - | 19,575 | - | $1,026,122 | 0.85 |
| SPS Commerce Inc | SPSC US | 78463M107 | - | - | 11,646 | - | $1,000,391 | 0.83 |
| Trex Co Inc | TREX US | 89531P105 | - | - | 12,988 | - | $987,608 | 0.82 |
| Alarm.com Holdings Inc | ALRM US | 011642105 | - | - | 16,234 | - | $980,047 | 0.81 |
| PulteGroup Inc | PHM US | 745867101 | - | - | 20,060 | - | $942,419 | 0.78 |
| Appfolio Inc | APPF US | 03783C100 | - | - | 5,540 | - | $880,029 | 0.73 |
| AMN Healthcare Services Inc | AMN US | 001744101 | - | - | 11,993 | - | $798,254 | 0.66 |
| Avangrid Inc | AGR US | 05351W103 | - | - | 13,444 | - | $726,783 | 0.60 |
| Medifast Inc | MED US | 58470H101 | - | - | 4,832 | - | $706,052 | 0.58 |
| Vail Resorts Inc | MTN US | 91879Q109 | - | - | 3,001 | - | $689,120 | 0.57 |
| SiteOne Landscape Supply Inc | SITE US | 82982L103 | - | - | 4,954 | - | $669,434 | 0.55 |
| Middleby Corp | MIDD US | 596278101 | - | - | 6,240 | - | $640,224 | 0.53 |
| Floor & Decor Holdings Inc | FND US | 339750101 | - | - | 7,759 | - | $634,764 | 0.52 |
| Chase Corp | CCF US | 16150R104 | - | - | 5,832 | - | $579,642 | 0.48 |
| Five Below Inc | FIVE US | 33829M101 | - | - | 4,169 | - | $562,398 | 0.46 |
| TriNet Group Inc | TNET US | 896288107 | - | - | 7,550 | - | $531,747 | 0.44 |
| Corcept Therapeutics Inc | CORT US | 218352102 | - | - | 29,496 | - | $524,439 | 0.43 |
| Allison Transmission Holdings Inc | ALSN US | 01973R101 | - | - | 12,701 | - | $501,054 | 0.41 |
| Calavo Growers Inc | CVGW US | 128246105 | - | - | 7,245 | - | $500,847 | 0.41 |
| Warrior Met Coal Inc | HCC US | 93627C101 | - | - | 31,613 | - | $469,137 | 0.39 |
| Simpson Manufacturing Co Inc | SSD US | 829073105 | - | - | 4,878 | - | $464,093 | 0.38 |
| Ollie's Bargain Outlet Holdings Inc | OLLI US | 681116109 | - | - | 4,918 | - | $457,374 | 0.38 |
| FTI Consulting Inc | FCN US | 302941109 | - | - | 4,106 | - | $455,438 | 0.38 |
| TopBuild Corp | BLD US | 89055F103 | - | - | 2,474 | - | $450,045 | 0.37 |
| Builders FirstSource Inc | BLDR US | 12008R107 | - | - | 13,096 | - | $440,877 | 0.36 |
| EMCOR Group Inc | EME US | 29084Q100 | - | - | 6,160 | - | $440,440 | 0.36 |
| Leggett & Platt Inc | LEG US | 524660107 | - | - | 9,903 | - | $438,307 | 0.36 |
| Lithia Motors Inc | LAD US | 536797103 | - | - | 1,678 | - | $436,330 | 0.36 |
| Chewy Inc | CHWY US | 16679L109 | - | - | 6,300 | - | $429,093 | 0.35 |
| Saia Inc | SAIA US | 78709Y105 | - | - | 2,934 | - | $417,450 | 0.34 |
| Acuity Brands Inc | AYI US | 00508Y102 | - | - | 4,447 | - | $415,216 | 0.34 |
| ASGN Inc | ASGN US | 00191U102 | - | - | 5,890 | - | $408,707 | 0.34 |
| UFP Industries Inc | UFPI US | 90278Q108 | - | - | 6,863 | - | $391,397 | 0.32 |
| Planet Fitness Inc | PLNT US | 72703H101 | - | - | 5,984 | - | $385,310 | 0.32 |
| Texas Roadhouse Inc | TXRH US | 882681109 | - | - | 5,191 | - | $384,965 | 0.32 |
| BioTelemetry Inc | BEAT US | 090672106 | - | - | 8,725 | - | $374,303 | 0.31 |
| Parsons Corp | PSN US | 70202L102 | - | - | 11,301 | - | $371,464 | 0.31 |
| Choice Hotels International Inc | CHH US | 169905106 | - | - | 4,141 | - | $367,555 | 0.30 |
| RBC Bearings Inc | ROLL US | 75524B104 | - | - | 2,813 | - | $353,425 | 0.29 |
| Wyndham Hotels & Resorts Inc | WH US | 98311A105 | - | - | 6,968 | - | $352,511 | 0.29 |
| Norwegian Cruise Line Holdings Ltd | NCLH US | G66721104 | - | - | 20,617 | - | $352,138 | 0.29 |
| Skechers USA Inc | SKX US | 830566105 | - | - | 10,195 | - | $348,261 | 0.29 |
| BellRing Brands Inc | BRBR US | 079823100 | - | - | 16,196 | - | $343,031 | 0.28 |
| National Research Corp | NRC US | 637372202 | - | - | 6,442 | - | $340,331 | 0.28 |
| Aerojet Rocketdyne Holdings Inc | AJRD US | 007800105 | - | - | 8,821 | - | $333,169 | 0.27 |
| BMC Stock Holdings Inc | BMCH US | 05591B109 | - | - | 7,526 | - | $331,370 | 0.27 |
| Insperity Inc | NSP US | 45778Q107 | - | - | 4,381 | - | $324,764 | 0.27 |
| John Bean Technologies Corp | JBT US | 477839104 | - | - | 3,560 | - | $314,063 | 0.26 |
| MGP Ingredients Inc | MGPI US | 55303J106 | - | - | 6,947 | - | $289,759 | 0.24 |
| Wingstop Inc | WING US | 974155103 | - | - | 2,213 | - | $275,917 | 0.23 |
| Supernus Pharmaceuticals Inc | SUPN US | 868459108 | - | - | 13,442 | - | $268,638 | 0.22 |
| frontdoor Inc | FTDR US | 35905A109 | - | - | 6,390 | - | $264,546 | 0.22 |
| Fox Factory Holding Corp | FOXF US | 35138V102 | - | - | 3,099 | - | $260,564 | 0.22 |
| Innoviva Inc | INVA US | 45781M101 | - | - | 25,880 | - | $256,212 | 0.21 |
| Vivint Smart Home Inc | VVNT US | 928542109 | - | - | 13,896 | - | $254,019 | 0.21 |
| National Vision Holdings Inc | EYE US | 63845R107 | - | - | 6,015 | - | $252,329 | 0.21 |
| Castle Biosciences Inc | CSTL US | 14843C105 | - | - | 5,023 | - | $247,031 | 0.20 |
| Allegiant Travel Co | ALGT US | 01748X102 | - | - | 1,822 | - | $244,913 | 0.20 |
| Installed Building Products Inc | IBP US | 45780R101 | - | - | 2,228 | - | $239,956 | 0.20 |
| LGI Homes Inc | LGIH US | 50187T106 | - | - | 1,876 | - | $237,670 | 0.20 |
| MDC Holdings Inc | MDC US | 552676108 | - | - | 4,742 | - | $235,298 | 0.19 |
| Athene Holding Ltd | ATH US | G0684D107 | - | - | 6,648 | - | $229,223 | 0.19 |
| STORE Capital Corp | STOR US | 862121100 | - | - | 8,467 | - | $228,778 | 0.19 |
| Comfort Systems USA Inc | FIX US | 199908104 | - | - | 4,093 | - | $226,998 | 0.19 |
| LCI Industries | LCII US | 50189K103 | - | - | 1,881 | - | $225,287 | 0.19 |
| LPL Financial Holdings Inc | LPLA US | 50212V100 | - | - | 2,707 | - | $224,248 | 0.19 |
| CubeSmart | CUBE US | 229663109 | - | - | 6,473 | - | $220,082 | 0.18 |
| Vornado Realty Trust | VNO US | 929042109 | - | - | 6,386 | - | $209,652 | 0.17 |
| Credit Acceptance Corp | CACC US | 225310101 | - | - | 604.00 | - | $205,378 | 0.17 |
| Rexford Industrial Realty Inc | REXR US | 76169C100 | - | - | 4,136 | - | $201,299 | 0.17 |
| Shake Shack Inc | SHAK US | 819047101 | - | - | 2,860 | - | $196,368 | 0.16 |
| Ebix Inc | EBIX US | 278715206 | - | - | 10,248 | - | $196,249 | 0.16 |
| UFP Technologies Inc | UFPT US | 902673102 | - | - | 4,628 | - | $182,343 | 0.15 |
| Tactile Systems Technology Inc | TCMD US | 87357P100 | - | - | 4,955 | - | $178,776 | 0.15 |
| American Woodmark Corp | AMWD US | 030506109 | - | - | 1,906 | - | $174,933 | 0.14 |
| McGrath RentCorp | MGRC US | 580589109 | - | - | 2,702 | - | $171,712 | 0.14 |
| Patrick Industries Inc | PATK US | 703343103 | - | - | 2,631 | - | $166,884 | 0.14 |
| Warner Music Group Corp | WMG US | 934550203 | - | - | 5,727 | - | $166,713 | 0.14 |
| BioSpecifics Technologies Corp | BSTC US | 090931106 | - | - | 1,874 | - | $166,505 | 0.14 |
| LeMaitre Vascular Inc | LMAT US | 525558201 | - | - | 5,162 | - | $164,152 | 0.14 |
| Essent Group Ltd | ESNT US | G3198U102 | - | - | 3,848 | - | $163,886 | 0.14 |
| Ormat Technologies Inc | ORA US | 686688102 | - | - | 2,222 | - | $161,651 | 0.13 |
| STAG Industrial Inc | STAG US | 85254J102 | - | - | 4,982 | - | $161,068 | 0.13 |
| Kinsale Capital Group Inc | KNSL US | 49714P108 | - | - | 772.00 | - | $159,912 | 0.13 |
| Inogen Inc | INGN US | 45780L104 | - | - | 5,632 | - | $159,611 | 0.13 |
| Primerica Inc | PRI US | 74164M108 | - | - | 1,352 | - | $159,036 | 0.13 |
| LendingTree Inc | TREE US | 52603B107 | - | - | 448.00 | - | $154,636 | 0.13 |
| PennyMac Financial Services Inc | PFSI US | 70932M107 | - | - | 2,477 | - | $153,524 | 0.13 |
| Kadant Inc | KAI US | 48282T104 | - | - | 1,290 | - | $151,975 | 0.13 |
| Stitch Fix Inc | SFIX US | 860897107 | - | - | 4,264 | - | $150,391 | 0.12 |
| Marten Transport Ltd | MRTN US | 573075108 | - | - | 9,275 | - | $150,348 | 0.12 |
| Napco Security Technologies Inc | NSSC US | 630402105 | - | - | 6,082 | - | $149,556 | 0.12 |
| First Financial Bankshares Inc | FFIN US | 32020R109 | - | - | 4,861 | - | $145,684 | 0.12 |
| Winnebago Industries Inc | WGO US | 974637100 | - | - | 2,520 | - | $143,842 | 0.12 |
| Vanda Pharmaceuticals Inc | VNDA US | 921659108 | - | - | 13,949 | - | $143,535 | 0.12 |
| Callaway Golf Co | ELY US | 131193104 | - | - | 7,043 | - | $139,099 | 0.11 |
| Terreno Realty Corp | TRNO US | 88146M101 | - | - | 2,282 | - | $138,152 | 0.11 |
| Western Alliance Bancorp | WAL US | 957638109 | - | - | 3,451 | - | $132,070 | 0.11 |
| National General Holdings Corp | NGHC US | 636220303 | - | - | 3,881 | - | $131,876 | 0.11 |
| Spire Inc | SR US | 84857L101 | - | - | 2,265 | - | $130,713 | 0.11 |
| GreenSky Inc | GSKY US | 39572G100 | - | - | 24,921 | - | $127,845 | 0.11 |
| GMS Inc | GMS US | 36251C103 | - | - | 4,795 | - | $125,965 | 0.10 |
| Cargurus Inc | CARG US | 141788109 | - | - | 6,015 | - | $125,473 | 0.10 |
| Cavco Industries Inc | CVCO US | 149568107 | - | - | 686.00 | - | $125,113 | 0.10 |
| Atkore International Group Inc | ATKR US | 047649108 | - | - | 5,302 | - | $122,476 | 0.10 |
| PGT Innovations Inc | PGTI US | 69336V101 | - | - | 6,616 | - | $120,676 | 0.10 |
| ShotSpotter Inc | SSTI US | 82536T107 | - | - | 3,786 | - | $120,054 | 0.10 |
| World Wrestling Entertainment Inc | WWE US | 98156Q108 | - | - | 3,019 | - | $116,865 | 0.10 |
| Skyline Champion Corp | SKY US | 830830105 | - | - | 4,238 | - | $115,358 | 0.10 |
| Safehold Inc | SAFE US | 78645L100 | - | - | 1,707 | - | $112,252 | 0.09 |
| Intelligent Systems Corp | INS US | 45816D100 | - | - | 2,958 | - | $111,191 | 0.09 |
| Houlihan Lokey Inc | HLI US | 441593100 | - | - | 1,746 | - | $110,557 | 0.09 |
| Green Dot Corp | GDOT US | 39304D102 | - | - | 1,826 | - | $110,309 | 0.09 |
| Evercore Inc | EVR US | 29977A105 | - | - | 1,389 | - | $107,967 | 0.09 |
| Selectquote Inc | SLQT US | 816307300 | - | - | 5,538 | - | $104,779 | 0.09 |
| M/I Homes Inc | MHO US | 55305B101 | - | - | 2,135 | - | $99,256 | 0.08 |
| Bank OZK | OZK US | 06417N103 | - | - | 4,401 | - | $97,614 | 0.08 |
| Cohen & Steers Inc | CNS US | 19247A100 | - | - | 1,635 | - | $95,615 | 0.08 |
| IES Holdings Inc | IESC US | 44951W106 | - | - | 2,361 | - | $91,182 | 0.08 |
| NV5 Global Inc | NVEE US | 62945V109 | - | - | 1,482 | - | $89,335 | 0.07 |
| Malibu Boats Inc | MBUU US | 56117J100 | - | - | 1,540 | - | $85,947 | 0.07 |
| Sterling Bancorp/DE | STL US | 85917A100 | - | - | 6,656 | - | $81,869 | 0.07 |
| Construction Partners Inc | ROAD US | 21044C107 | - | - | 3,800 | - | $79,838 | 0.07 |
| Pacific Premier Bancorp Inc | PPBI US | 69478X105 | - | - | 3,229 | - | $79,433 | 0.07 |
| Palomar Holdings Inc | PLMR US | 69753M105 | - | - | 871.00 | - | $77,432 | 0.06 |
| eHealth Inc | EHTH US | 28238P109 | - | - | 881.00 | - | $73,784 | 0.06 |
| Independent Bank Group Inc | IBTX US | 45384B106 | - | - | 1,473 | - | $72,486 | 0.06 |
| 1-800-Flowers.com Inc | FLWS US | 68243Q106 | - | - | 2,673 | - | $68,963 | 0.06 |
| NMI Holdings Inc | NMIH US | 629209305 | - | - | 2,902 | - | $68,835 | 0.06 |
| Dave & Buster's Entertainment Inc | PLAY US | 238337109 | - | - | 3,549 | - | $66,686 | 0.06 |
| Joint Corp | JYNT US | 47973J102 | - | - | 3,576 | - | $66,263 | 0.05 |
| Texas Capital Bancshares Inc | TCBI US | 88224Q107 | - | - | 1,726 | - | $64,397 | 0.05 |
| Ameris Bancorp | ABCB US | 03076K108 | - | - | 2,378 | - | $63,849 | 0.05 |
| Walker & Dunlop Inc | WD US | 93148P102 | - | - | 1,064 | - | $63,542 | 0.05 |
| Simmons First National Corp | SFNC US | 828730200 | - | - | 3,731 | - | $62,494 | 0.05 |
| Johnson Outdoors Inc | JOUT US | 479167108 | - | - | 663.00 | - | $58,888 | 0.05 |
| Independent Bank Corp | INDB US | 453836108 | - | - | 1,127 | - | $58,536 | 0.05 |
| CareTrust REIT Inc | CTRE US | 14174T107 | - | - | 3,198 | - | $56,509 | 0.05 |
| XPEL Inc | XPEL US | 98379L100 | - | - | 2,065 | - | $55,652 | 0.05 |
| PJT Partners Inc | PJT US | 69343T107 | - | - | 822.00 | - | $55,082 | 0.05 |
| Axos Financial Inc | AX US | 05465C100 | - | - | 2,036 | - | $54,280 | 0.04 |
| BancFirst Corp | BANF US | 05945F103 | - | - | 1,117 | - | $49,952 | 0.04 |
| MarineMax Inc | HZO US | 567908108 | - | - | 1,617 | - | $49,141 | 0.04 |
| Cadence BanCorp | CADE US | 12739A100 | - | - | 4,311 | - | $47,378 | 0.04 |
| FB Financial Corp | FBK US | 30257X104 | - | - | 1,593 | - | $45,416 | 0.04 |
| Broadmark Realty Capital Inc | BRMK US | 11135B100 | - | - | 4,526 | - | $45,351 | 0.04 |
| Marine Products Corp | MPX US | 568427108 | - | - | 2,540 | - | $44,323 | 0.04 |
| Triumph Bancorp Inc | TBK US | 89679E300 | - | - | 850.00 | - | $37,451 | 0.03 |
| Seacoast Banking Corp of Florida | SBCF US | 811707801 | - | - | 1,813 | - | $36,333 | 0.03 |
| Blue Bird Corp | BLBD US | 095306106 | - | - | 3,034 | - | $35,953 | 0.03 |
| NexPoint Residential Trust Inc | NXRT US | 65341D102 | - | - | 811.00 | - | $35,360 | 0.03 |
| Veritex Holdings Inc | VBTX US | 923451108 | - | - | 1,699 | - | $35,016 | 0.03 |
| FONAR Corp | FONR US | 344437405 | - | - | 1,645 | - | $34,923 | 0.03 |
| Eagle Bancorp Inc | EGBN US | 268948106 | - | - | 1,103 | - | $32,936 | 0.03 |
| TriCo Bancshares | TCBK US | 896095106 | - | - | 1,026 | - | $29,990 | 0.02 |
| MasterCraft Boat Holdings Inc | MCFT US | 57637H103 | - | - | 1,411 | - | $28,968 | 0.02 |
| Meta Financial Group Inc | CASH US | 59100U108 | - | - | 1,185 | - | $28,559 | 0.02 |
| Legacy Housing Corp | LEGH US | 52472M101 | - | - | 1,809 | - | $26,719 | 0.02 |
| Enterprise Financial Services Corp | EFSC US | 293712105 | - | - | 896.00 | - | $26,324 | 0.02 |
| Newmark Group Inc | NMRK US | 65158N102 | - | - | 5,277 | - | $26,279 | 0.02 |
| First Foundation Inc | FFWM US | 32026V104 | - | - | 1,527 | - | $23,592 | 0.02 |
| First Bancorp/Southern Pines NC | FBNC US | 318910106 | - | - | 991.00 | - | $22,734 | 0.02 |
| Nicolet Bankshares Inc | NCBS US | 65406E102 | - | - | 356.00 | - | $21,527 | 0.02 |
| Merchants Bancorp/IN | MBIN US | 58844R108 | - | - | 984.00 | - | $21,520 | 0.02 |
| TPG RE Finance Trust Inc | TRTX US | 87266M107 | - | - | 2,627 | - | $21,252 | 0.02 |
| Sciplay Corp | SCPL US | 809087109 | - | - | 1,473 | - | $20,784 | 0.02 |
| Allegiance Bancshares Inc | ABTX US | 01748H107 | - | - | 699.00 | - | $18,530 | 0.02 |
| Horizon Bancorp Inc/IN | HBNC US | 440407104 | - | - | 1,501 | - | $18,012 | 0.01 |
| Byline Bancorp Inc | BY US | 124411109 | - | - | 1,314 | - | $17,673 | 0.01 |
| Preferred Bank/Los Angeles CA | PFBC US | 740367404 | - | - | 510.00 | - | $17,600 | 0.01 |
| First Bancshares Inc | FBMS US | 318916103 | - | - | 732.00 | - | $17,473 | 0.01 |
| QCR Holdings Inc | QCRH US | 74727A104 | - | - | 540.00 | - | $16,259 | 0.01 |
| CBTX Inc | CBTX US | 12481V104 | - | - | 853.00 | - | $16,096 | 0.01 |
| Willis Lease Finance Corp | WLFC US | 970646105 | - | - | 670.00 | - | $14,981 | 0.01 |
| RMR Group Inc | RMR US | 74967R106 | - | - | 511.00 | - | $14,650 | 0.01 |
| Altabancorp | ALTA US | 021347109 | - | - | 643.00 | - | $14,371 | 0.01 |
| TriState Capital Holdings Inc | TSC US | 89678F100 | - | - | 1,021 | - | $13,804 | 0.01 |
| Jernigan Capital Inc | JCAP US | 476405105 | - | - | 777.00 | - | $13,372 | 0.01 |
| Goldfield Corp | GV US | 381370105 | - | - | 2,751 | - | $12,930 | 0.01 |
| Metrocity Bankshares Inc | MCBS US | 59165J105 | - | - | 878.00 | - | $12,924 | 0.01 |
| Granite Point Mortgage Trust Inc | GPMT US | 38741L107 | - | - | 1,889 | - | $12,807 | 0.01 |
| Curo Group Holdings Corp | CURO US | 23131L107 | - | - | 1,399 | - | $11,626 | 0.01 |
| Business First Bancshares Inc | BFST US | 12326C105 | - | - | 707.00 | - | $11,559 | 0.01 |
| Red River Bancshares Inc | RRBI US | 75686R202 | - | - | 250.00 | - | $11,470 | 0.01 |
| Farmers National Banc Corp | FMNB US | 309627107 | - | - | 974.00 | - | $11,376 | 0.01 |
| Midland States Bancorp Inc | MSBI US | 597742105 | - | - | 775.00 | - | $10,951 | 0.01 |
| Bridgewater Bancshares Inc | BWB US | 108621103 | - | - | 987.00 | - | $10,758 | 0.01 |
| Guaranty Bancshares Inc/TX | GNTY US | 400764106 | - | - | 376.00 | - | $10,603 | 0.01 |
| BG Staffing Inc | BGSF US | 05544A109 | - | - | 1,156 | - | $10,092 | 0.01 |
| Investors Title Co | ITIC US | 461804106 | - | - | 64.00 | - | $9,465 | 0.01 |
| Pure Cycle Corp | PCYO US | 746228303 | - | - | 1,037 | - | $9,312 | 0.01 |
| Enterprise Bancorp Inc/MA | EBTC US | 293668109 | - | - | 407.00 | - | $9,202 | 0.01 |
| Metropolitan Bank Holding Corp | MCB US | 591774104 | - | - | 283.00 | - | $8,501 | 0.01 |
| Pioneer Bancorp Inc/NY | PBFS US | 723561106 | - | - | 889.00 | - | $8,294 | 0.01 |
| RBB Bancorp | RBB US | 74930B105 | - | - | 675.00 | - | $8,242 | 0.01 |
| Capstar Financial Holdings Inc | CSTR US | 14070T102 | - | - | 750.00 | - | $7,980 | 0.01 |
| Civista Bancshares Inc | CIVB US | 178867107 | - | - | 549.00 | - | $7,686 | 0.01 |
| Southern First Bancshares Inc | SFST US | 842873101 | - | - | 264.00 | - | $7,154 | 0.01 |
| MVB Financial Corp | MVBF US | 553810102 | - | - | 409.00 | - | $7,063 | 0.01 |
| FS Bancorp Inc | FSBW US | 30263Y104 | - | - | 145.00 | - | $6,843 | 0.01 |
| Greene County Bancorp Inc | GCBC US | 394357107 | - | - | 291.00 | - | $6,731 | 0.01 |
| Sterling Bancorp Inc/MI | SBT US | 85917W102 | - | - | 1,709 | - | $6,631 | 0.01 |
| Northeast Bank | NBN US | 66405S100 | - | - | 307.00 | - | $6,186 | 0.01 |
| Timberland Bancorp Inc/WA | TSBK US | 887098101 | - | - | 284.00 | - | $5,771 | 0.00 |
| Coastal Financial Corp/WA | CCB US | 19046P209 | - | - | 408.00 | - | $5,700 | 0.00 |
| First Choice Bancorp | FCBP US | 31948P104 | - | - | 400.00 | - | $5,656 | 0.00 |
| Spark Energy Inc | SPKE US | 846511103 | - | - | 638.00 | - | $5,646 | 0.00 |
| FVCBankcorp Inc | FVCB US | 36120Q101 | - | - | 461.00 | - | $5,601 | 0.00 |
| Parke Bancorp Inc | PKBK US | 700885106 | - | - | 405.00 | - | $5,451 | 0.00 |
| Unity Bancorp Inc | UNTY US | 913290102 | - | - | 367.00 | - | $4,973 | 0.00 |
| Capital Bancorp Inc | CBNK US | 139737100 | - | - | 472.00 | - | $4,852 | 0.00 |
| Esquire Financial Holdings Inc | ESQ US | 29667J101 | - | - | 262.00 | - | $4,394 | 0.00 |
| Level One Bancorp Inc | LEVL US | 52730D208 | - | - | 264.00 | - | $4,327 | 0.00 |
| Safeguard Scientifics Inc | SFE US | 786449207 | - | - | 711.00 | - | $4,259 | 0.00 |
| MainStreet Bancshares Inc | MNSB US | 56064Y100 | - | - | 282.00 | - | $4,089 | 0.00 |
| Mackinac Financial Corp | MFNC US | 554571109 | - | - | 360.00 | - | $3,884 | 0.00 |
| US DOLLAR, 0.00%, 04/16/20 | USD | - | - | - | -17,612 | - | $-3,877 | 0.00 |
| Plumas Bancorp | PLBC US | 729273102 | - | - | 177.00 | - | $3,611 | 0.00 |
| OP Bancorp | OPBK US | 67109R109 | - | - | 519.00 | - | $3,337 | 0.00 |
| Marlin Business Services Corp | MRLN US | 571157106 | - | - | 408.00 | - | $2,987 | 0.00 |
| Akazoo SA | SONG US | L0164E108 | - | - | 851.00 | - | $146 | 0.00 |
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Please consider the charges, risks, expenses and investment objectives carefully before investing. Please see a prospectus or, if available, a summary prospectus containing this and other information. Read it carefully before you invest or send money.
Holdings are subject to change without notice.
Janus Henderson publishes this listing of identities and quantities of each position held by the fund on each business day, before commencement of trading. Securities are reported at market value.
The portfolio data and its presentation here may differ from the complete schedules of investments in regulatory filings due to differing accounting and reporting requirements.
ETFs distributed by ALPS Distributors, Inc. ALPS is not affiliated with Janus Henderson or any of its subsidiaries.
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